SPV Dictionary

1 2 3 4 5 A B C D E F G H I K L M N O P Q R S T V W

506(c) Accreditation

Rule 506 of Regulation D provides two exemptions from registration with the SEC for companies offering and selling securities. The company can broadly solicit and generally advertise the offering if: (1) the investors in the offering are all accredited investors; (2) the issuer takes reasonable steps to verify that the investors are accredited investors by […]

506(c) Offering

Rule 506 of Regulation D provides two exemptions from registration of an offering of securities with the SEC. An issuer offering securities pursuant to rule 506(c) may broadly solicit and generally advertise an offering provided that, all purchasers in the offering are accredited investors, the issuer takes reasonable steps to verify purchasers’ accredited investor status, […]